SS&C Blog

BLOGS. July 15, 2024

Building a Compliance Program Focused on Investor Protection & Agility

For the past several years, regulations have been changing at a breathless pace from the SEC and other regulatory agencies in response to evolving market dynamics, technology advancements, increased scrutiny on financial stability, and a heightened focus on investor protection and transparency. We think that, beyond merely ensuring our compliance, it’s important that we help our clients understand the changes as well. This transparency gives our clients the peace of mind that our compliance systems and processes are sustainable and flexible, and that we have the agility to adapt to the unrelenting flow of new regulatory requirements. As part of this effort, we have recently brought in additional industry experts—focused on fraud prevention and data privacy—to enhance our existing compliance program.